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BROKER-DEALER AGENT
  • Description:
    Buys and sells securities in investment and trading firms for the account of others or for the person's own account.

 

  • Licensing Agency:

 

  • Licensing Requirments:
    License Type: Registry
    Exam: No exam
    Education: No education required
    Continuing Education: No continuing education requirement
    Certification: No mention of certification
    Experience: No experience required
    Criminal Record: Felony convictions prohibited
    Physical Requirements: No physical requirements
    Active Military/Veterans: No veteran preference

 

  • Occupations that may require this license:

last update: September 2023

 

 
 
 
Vermont.gov State of Vermont Department of Labor